CFA level I、II、III级官方教材科目与章节详解

对于每一个CFA考生来说，在备考CFA前需要了解自身学习背景与CFA课程相关内容权重，这是一个良好的学习规划必不可少的一部分，以下是CFA协会教材curriculum各级别书名列出，以便考生备考使用。

CFA Level I 教材

CFA Level I教材名称：

Volume 1： Ethical and professional Standards, Quantitative Methods

Volume 2： Economics

Volume 3： Financial Statement

Volume 4： Corporate Finance and Portfolio Management

Volume 5： Equity and Fixed Income

Volume 6： Derivatives and Alternative Investment

CFA一级教材名称译：

第1卷：道德和专业标准，定量分析方法

第2卷：经济学

第3卷：财务报表

第4卷：公司财务和投资组合管理

第5卷：股票和固定收益

第6卷：衍生工具和另类投资

CFA Level II 教材

CFA Level II 教材名称：

Volume 1： Ethical and professional Standards, Quantitative Methods, and Economics

Volume 2： Financial Statement Analysis

Volume 3： Corporate Finance

Volume 4： Asset Valuation and Equity

Volume 5： Fixed lncome

Volume 6： Derivatives and portfolio Management

CFA二级教材名称译：

第1卷：道德和专业标准，定量方法和经济学

第2卷：财务报表分析

第3卷：企业融资

第4卷：资产评估和股权

第5卷：固定lncome

第6卷：衍生工具和投资组合管理

CFA Level III 教材

CFA Level III 教材名称：

Volume 1： Ethical and professional Standards

Volume 2： Behavioral Finance, individual investors, and institutional investors

Volume 3： Capital Market expectations, market valuation, and asset allocation

Volume 4： Fixed income and equity portfolio management

Volume 5： Alternative investments, risk management, and the application of derivatives

Volume 6： Portfolio: Execution, evaluation and attribultion, and global investment performance standards

CFA三级教材名称译：

第1卷：道德和专业标准

第2卷：行为金融，个人投资者和机构投资者

第3卷：资本市场的预期，市场估值和资产配置

第4卷：固定收益和股票投资组合管理

第5卷：另类投资，风险管理，衍生品的应用

第6卷：组合：执行，评估和attribultion，以及全球投资表现标准

CFA章节

以下为详细的章节内容，大家可以详细的看出涉及到哪些知识点和相关领域：

I. Ethical and Professional Standards（伦理和职业标准）

A. Professional Standards of PracticeB. Ethical Practices

II. Quantitative Methods（定量方法）

A. Time Value of MoneyB. ProbabilityC. Probability Distributions and Descriptive StatisticsD. Sampling and EstimationE. Hypothesis TestingF. Correlation Analysis and RegressionG. Time-Series AnalysisH. Simulation AnalysisI. Technical Analysis

III. Economics（经济学）

A. Market Forces of Supply and DemandB. The Firm and Industry OrganizationC. Measuring National Income and GrowthD. Business CyclesE. The Monetary SystemF. InflationG. International Trade and Capital FlowsH. Currency Exchange RatesI. Monetary and Fiscal PolicyJ. Economic Growth and DevelopmentK. Effects of Government RegulationL. Impact of Economic Factors on Investment Markets

IV. Financial Reporting and Analysis（财务报告与分析）

A. Financial Reporting System (with an emphasis on IFRS)B. Analysis of Principal Financial StatementsC. Financial Reporting QualityD. Analysis of Inventories and Long-Lived AssetsE. Analysis of TaxesF. Analysis of DebtG. Analysis of Off-Balance-Sheet Assets and LiabilitiesH. Analysis of Pensions, Stock Compensation, and Other Employee BenefitsI. Analysis of Inter-Corporate InvestmentsJ. Analysis of Business CombinationsK. Analysis of Global OperationsL. Ratio and Financial Analysis

V. Corporate Finance（企业融资）

A. Corporate GovernanceB. Dividend PolicyC. Capital Investment DecisionsD. Business and Financial RiskE. Capital Structure DecisionsF. Working Capital ManagementG. Mergers and Acquisitions and Corporate Restructuring

VI. Equity Investments（股权投资）

A. Types of Equity Securities and Their CharacteristicsB. Equity Markets: Characteristics and InstitutionsC. Equity Portfolio BenchmarksD. Valuation of Individual Equity SecuritiesE. Fundamental Analysis (Sector, Industry, Company)F. Equity Market Valuation and Return AnalysisG. Closely Held Companies and Inactively Traded SecuritiesH. Equity Portfolio Management Strategies

VII. Fixed Income（固定收益产品）

A. Types of Fixed-Income Securities and Their CharacteristicsB. Fixed-Income Markets: Characteristics & InstitutionsC. Fixed Income Portfolio BenchmarksD. Fixed-Income Valuation (Sector, Industry, Company) and Return AnalysisE. Term Structure Determination and Yield SpreadsF. Analysis of Interest Rate RiskG. Analysis of Credit RiskH. Valuing Bonds with Embedded OptionsI. Structured ProductsJ. Fixed-Income Portfolio Management Strategies

VIII. Derivatives（衍生产品）

A. Types of Derivative Instruments and Their CharacteristicsB. Forward Markets and Valuation of Forward ContractsC. Futures Markets and Valuation of Futures ContractsD. Options Markets and Valuation of Option ContractsE. Swaps Markets and Valuation of Swap ContractsF. Credit Derivatives Markets and InstrumentsG. Uses of Derivatives in Portfolio Management

IX. Alternative Investments（另类投资）

A. Types of Alternative Investments and Their CharacteristicsB. Real Estate ValuationC. Private Equity/Venture Capital ValuationD. Hedge Fund StrategiesE. Distressed Securities/BankruptciesF. Commodities and Managed FuturesG. Alternative Investment Management StrategiesG. Collectibles

X. Portfolio Management and Wealth Planning（投资组合管理和财富规划）

A. The Investment Policy StatementB. Modern Portfolio Management ConceptsC. Behavioral FinanceD. Management of Individual/Family Investor PortfoliosE. Management of Institutional Investor PortfoliosF. Investment Manager SelectionG. Economic Analysis and Setting Capital Market ExpectationsH. Tax Efficiency StrategiesI. Asset AllocationJ. Portfolio Construction and RevisionK. Risk ManagementL. Execution of Portfolio Decisions (Trading)M. Performance Evaluation

N. Presentation of Performance Results

温馨提示：因考试政策、内容不断变化与调整，以上信息仅供参考，如有异议，请考生以权威部门公布的内容为准！